MINTSTARS ANTI-MONEY LAUNDERING (AML), COUNTER-TERRORIST FINANCING (CTF), SANCTIONS, AND KNOW YOUR CUSTOMER (KYC) POLICY

Contents

  1. Introduction. 1
  2. Purpose. 1
  3. Scope. 1
  4. Regulatory framework. 1
  5. Definitions. 2
  6. Roles and responsibilities 2
  7. Risk assessment and management 2
  8. Customer due diligence (CDD) 2
  9. Sanctions compliance. 3
  10. Reporting suspicious activity. 3
  11. Record keeping. 3
  12. Training and awareness 4
  13. Internal audit and policy review.. 4
  14. Enforcement and disciplinary action. 4
  15. Conclusion. 4

MINTSTARS ANTI-MONEY LAUNDERING (AML), COUNTER-TERRORIST FINANCING (CTF), SANCTIONS, AND KNOW YOUR CUSTOMER (KYC) POLICY

1. Introduction